Compass Wealth Advisory is an independent advisory firm dedicated to the retirement plan market. Our customized menu of services supports the unique needs of plan sponsors. We focus our efforts on one specialty because you and your employees deserve the full attention of experienced experts. Individualized investment education services empower employees to take a more active role in their increasingly complex financial future.
Fiduciary Benefits
Fiduciary Status - A written acknowledgment of our advisory role with process and procedures to document a prudent process.
Investment Committee - Oversight assistance and robust review processes.
Fee Disclosure - Transparency of all plan expenses, investment costs, and revenue sharing.
Plan Design Assistance - Embrace efficiencies to help make your plan more effective.
Participant Services
Communication Plan - A written plan of action with tangible success parameters customized for employee demographics.
Coaching - On-site, phone, and email support from an experienced advisor to enhance retirement readiness.
Personalized Advice - One-on-one personal financial counseling.
Investment Oversight
Investment Policy - Document a formal plan management and review process.
Investment Analysis - Objective review of investment offerings.
Investment Selection - Thoughtful plan menu design and offering selection.
Vendor Benchmarking
Vendor Selection - Engage the right administrative service providers for your needs.
Service Oversight - Support superior relationships with plan service providers.
RFP & RFI Management Assistance - Help oversee proposals and finalist presentations.
Additional Resources
Merger & Acquisition - Review of M&A plan design.
Executive Compensation - Alternative non-qualified plan design capabilities.
VCP Assistance - Guide you through voluntary correction programs.
Audit Support - Work closely with your auditors to efficiently coordinate requested documentation.
